| Compliance Supervisor Job Description |
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| The following is a full job description for Compliance Supervisor. Here are the requirements and responsibilities for Compliance Supervisor along with statistics. If after reading this page you determine that Compliance Supervisor is not the position you are looking for, you may want to try one of these similar titles: Compliance Manager, Tax Supervisor II, Tax Supervisor III, Compliance Specialist IV, Compliance Specialist V, Compliance Specialist II, Tax Supervisor I, Compliance Specialist III, Compliance Specialist I |
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| Requirements and Responsibilities For Compliance Supervisor |
| Supervises the compliance programs, policies, reporting, and practices for an organization or business. Monitors all activities impacted by regulatory requirements related to the organization's governance and any industry-specific or location-specific laws. Utilizes established internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Implements changes to compliance processes due to new or amended regulations. Supports communication and training initiatives that inform stakeholders about compliance requirements. Typically requires a bachelor's degree or equivalent. Typically reports to a manager or head of a unit/department. Supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/ production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. Typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. |
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| Also referred to as: Compliance Supervisor |
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| Similar Jobs: Compliance Manager, Tax Supervisor II, Tax Supervisor III, Compliance Specialist IV, Compliance Specialist V, Compliance Specialist II, Tax Supervisor I, Compliance Specialist III, Compliance Specialist I |
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| Level of Education: Compliance Supervisor Salaries with No Diploma, Compliance Supervisor Salaries with a High School Diploma or Technical Certificate, Compliance Supervisor Salaries with an Associate's Degree, Compliance Supervisor Salaries with a Bachelor's Degree, Compliance Supervisor Salaries with a Master's Degree or MBA, Compliance Supervisor Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Aerospace & Defense, Biotechnology, Business Services, Chemicals, Construction, Edu., Gov't. & Nonprofit, Energy & Utilities, Financial Services, Healthcare, Hospitality & Leisure, Insurance, Internet, Media, MFG Durable, MFG Nondurable, Pharmaceuticals, Retail & Wholesale, Software & Networking, Telecom, Transportation | |
