| Discount Brokerage Operations Manager Job Description |
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| The following is a full job description for Discount Brokerage Operations Manager. Here are the requirements and responsibilities for Discount Brokerage Operations Manager along with statistics. If after reading this page you determine that Discount Brokerage Operations Manager is not the position you are looking for, you may want to try one of these similar titles: Discount Brokerage Department Manager, Discount Brokerage Sales Representative, Network Operations Manager, Operations Manager, Mortgage Operations Manager, Enterprise Operations Manager, HR Operations Manager, Shipping Operations Manager, Network Operations Senior Manager |
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| Requirements and Responsibilities For Discount Brokerage Operations Manager |
| Oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. Typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. Typically requires 3+ years of managerial experience. |
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| Also referred to as: Manager of Discount Brokerage Operations |
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| Similar Jobs: Discount Brokerage Department Manager, Discount Brokerage Sales Representative, Network Operations Manager, Operations Manager, Mortgage Operations Manager, Enterprise Operations Manager, HR Operations Manager, Shipping Operations Manager, Network Operations Senior Manager |
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| Level of Education: Discount Brokerage Operations Manager Salaries with a Bachelor's Degree, Discount Brokerage Operations Manager Salaries with a Master's Degree or MBA, Discount Brokerage Operations Manager Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Financial Services | |
